Regulatory
Important Regulatory Information from Noble
Please read this section which contains the legal and regulatory restrictions which apply to any investment in our products or services referred to in this website.
None of our products are offered for sale in any country in which an offer is not permitted under applicable law. The information on our products is, under no circumstances, to be considered as an offer or solicitation to deal in investments in any jurisdiction in which such offer, solicitation or distribution would be unlawful, including, but not limited to, the United States of America. Investment in any of the products or services described should only be made on the basis of the applicable Offer Document, Prospectus, Information Memorandum or Investment Management Agreement.
The information contained in this site has been compiled with considerable care to ensure its accuracy at the date of publication. However, no representation or warranty, express or implied, is made to its accuracy or completeness. Nothing in this information or elsewhere in this website shall exclude, limit or restrict our duties and liabilities to you under the Financial Services and Markets Act 2000 or any conduct of business rules with which we are bound to comply. Any research or analysis contained in this website has been procured by Noble for its own use and may be acted on in that connection. It is provided to you only incidentally, and any opinions expressed are subject to change without notice.
The information on this website does not in any way constitute investment, tax, legal or other advice. If you are in any doubt about any of the information on this website please consult your financial or other professional adviser.
Noble & Company Limited, Noble Fund Managers Limited, Noble Corporate Management Limited, Noble Fund Advisors Limited and Clear Capital Limited are authorised and regulated by the Financial Services Authority. The ultimate parent company of all five companies is Noble Group Limited.
All five companies are entered on the Financial Services Authority's register. Their register numbers are as follows:
Noble & Company - 124913
Noble Fund Managers - 198024
Noble Corporate Management - 183732
Noble Fund Advisors Limited - 191147
Clear Capital Limited - 231918
You can access the Financial Services Authority's register on the FSA website for more information.
All five companies listed above charge value added tax (VAT) on the majority of their services. The VAT Number for Clear Capital Ltd is 848 3946 76. The VAT number for the other four companies is 592 8871 81.
Anti-money laundering
The anti-money laundering legislation requires us to carry out identity verification checks on our clients. If we cannot adequately verify you or your client’s identification in accordance with the legislation, we reserve the right to refuse the investment. If the funds are invested prior to the identity checks being carried out, we will not release the proceeds until we receive adequate verification of you or your client’s identity.
Risk Factors - General
Past performance is no guarantee of future performance. The price of investments and the income from them can fall as well as rise. An investor may not get back the original amount invested, unlike savings accounts in a bank or building society, where the capital is guaranteed. Any tax benefits mentioned are those currently available and may be subject to change. Their value depends on the personal circumstances of the investor. Changes in the rates of exchange may cause the value of overseas investments to go up or down. Specific risks associated with particular investments are detailed in the information pages that relate to those investments.
Private equity
Private equity can be a higher risk investment. The shares are not quoted or dealt in on any stock exchange. They can therefore be more illiquid. Sufficient information for determining their value, or the attached risks, may not be available.
Unregulated collective investment schemes
Some of the funds referred to in the Investment Products section may be Limited Partnerships or unauthorised unit trusts. For the purpose of the UK Financial Services and Markets Act 2000 ("the Act") Limited Partnerships and unauthorised unit trusts are unregulated collective investment schemes ("UCISs"). The promotion of UCISs is restricted by section 238 of the Act. Provided that any information relating to them is only distributed to certain restricted categories of individuals the general restriction in section 21 of the Act on the communication on invitations or inducements to engage in investment activity will not apply.
Unless otherwise stated, all information stated above relates to the situation as at June 2008.
If you would like further information on the Financial Services Authority, you can access the FSA website here
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